Transactional Services

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Our team of seasoned, business-minded transactional lawyers are prepared to jump-in and leverage their expertise to guide and support you through the ups and downs of: 

If you’re buying or selling a business, you need a trusted partner in your corner. Your deal doesn’t have to make headlines to catch our attention, it’s important to you and that makes it important to us. Our team of M&A lawyers have been part of the big Bay Street firms and have worked on complex deals, across many diverse industries. They have now brought that experience to Caravel Law and put it to work for companies like yours. No matter who is on the other side of your deal, you can be confident that you’re well represented.

Securities and Initial Public Offerings (IPOs) are complex and highly regulated processes. Our team can support you through:

  • Raising capital from investors;
  • Advising on the optimal structure, timing, and strategy of the offering, whether it is a traditional IPO, a direct listing, a special purpose acquisition company (SPAC), or another alternative;
  • Preparing and reviewing the registration statement, prospectus, and other offering documents that disclose the business model, risks, financial statements, and governance of the issuer to the Securities and Exchange Commission (SEC) and potential investors;
  • Conducting due diligence on the issuer and its business, financial, legal, and regulatory affairs;
  • Negotiating and drafting the underwriting agreement, lock-up agreements, and other contracts with the underwriters, auditors, financial advisors, and other parties involved in the offering;
  • Coordinating with the SEC, stock exchanges, and other regulators to obtain the necessary approvals, exemptions, and listings for the offering; and
  • Advising on the post-offering obligations and compliance matters, such as periodic reporting, insider trading, corporate governance, and shareholder relations.

Our lawyers understand what money means to a business. Whether your business is growing and you’re seeking capital to fund that growth, or your business is going through a difficult period and in need of resources to help weather the storm, we can help. Our lawyers have supported companies big and small in their efforts to continue their journey. We can assist you in a variety of financing matters including equity and debt financing. Our lawyers look after the legal work so that you can look after your business.

Our transactional lawyers aim to provide valuable legal support and guidance to your business, helping you to achieve your strategic and financial goals while minimizing legal risks and liabilities. Let us help you with:

  • Conducting due diligence and risk assessment on potential targets or investors, including reviewing financial statements, contracts, intellectual property, regulatory compliance, litigation, and environmental issues;
  • Negotiating and drafting the terms and conditions of the deal, such as the purchase agreement, the shareholders agreement, the financing arrangements, the management incentives, the warranties and indemnities, and the exit strategy;
  • Advising on the tax, corporate, antitrust, employment, and securities implications of the deal, and ensuring compliance with applicable laws and regulations in the relevant jurisdictions;
  • Coordinating with other advisers, such as accountants, bankers, consultants, and valuation experts, to facilitate the closing of the deal and the integration of the acquired or invested business; and
  • Resolving any disputes or challenges that may arise during or after the deal, such as breach of contract, fraud, misrepresentation, or minority shareholder rights.

Whether you are raising capital, launching a fund, or investing in startups, you need a transactional lawyer who can navigate the complex legal and regulatory issues involved in investment and venture capital funds. Our transactional lawyers can help you structure, negotiate, and document your deals, protect your interests, and comply with securities, tax, and corporate laws. We’re here to assist you with every stage of the fund lifecycle, from formation and fundraising to portfolio management and exit. Let our experts advise you on the best strategies and structures for your fund, your investors, and your portfolio companies, and help you mitigate risks and resolve disputes.

When it comes to business decisions, high risk may mean high reward, but the same cannot be said for legal representation. Don’t gamble on the quality of legal work, our experts provide Bay Street experience at an affordable rate, all to guarantee your success. They will identify, monitor and mitigate all risks related to your business endeavors and provide top notch legal advice that will leave you well-prepared for whatever may come next. 

Our clients
Foghorn Payments
Sleep Country
Kohl Frisch
Foghorn Payments
Sleep Country
Kohl Frisch

Our team represents a diverse range of clients and industries.

We’ll match you with a lawyer who best meets your needs.

Contact us