Anthony is a skilled and versatile business lawyer and accomplished executive with extensive transactional, regulatory and management experience gained over more than 20 years.
Compliance (and related Training); Contracts, Negotiation and Strategic Partnerships; Corporate, Commercial and Securities Law; Corporate Governance; Employment; Litigation and Risk Management; Financings; Fund Formation and Operation; M&A; Regulatory Reporting; Stock Exchange Requirements
Former firms & in-house roles:
Torys LLP; Norton Rose Fulbright Canada LLP; Aird & Berlis LLP; 3iQ Digital Asset Management; Sprucegrove Investment Management; Artemis Investment Management
Anthony brings an extensive background in securities, corporate and commercial law to his Caravel clients. In private practice and in-house, he has led, negotiated and closed many complex corporate, commercial, corporate finance, M&A and investment fund transactions worth several billion dollars – often with significant international components.
As a trusted member of the C-suite and advisor to boards of directors, Anthony has: served as CCO to Canadian (OSC/CSA) and US (SEC) registrants and successfully managed regulatory examinations; advised and assisted with the successful launch of digital coin ETFs, being among the first such ETFs worldwide; and advised in corporate governance, compliance (and related training), litigation and risk management, insurance, privacy, employment and HR matters.
Anthony is dedicated to helping and leading clients and organizations to tackle their challenges and achieve their goals. Past clients, business partners and peers appreciate his reliability, practical approach and strong business acumen. Joining Caravel means he has access to a diverse range of work and projects.
University of Western Ontario (M.B.A.) 2001
University of Western Ontario (J.D.) 2001
Queen’s University (BSc Honours, Biochemistry) 1994
Interested in working with Anthony?
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